Welcome to the Broker Dealer Search Page…

You are 3 MINUTES away from finding your next Broker Dealer!

After completing the following CONFIDENTIAL 30-point questionnaire, your results page will display. Full-page profiles of the best matched Broker Dealer firms will be both viewable and printable.

Let’s get started…

Questionnaire

What type of BD are you looking for?





Is it important that the Broker Dealer is both insurance and securities licensed in all states?
Is it important where the Broker Dealer is headquartered?
   
Is it important where the majority of the Broker Dealers representatives are located?


Are you interested in a firm that is located in or around a particular city?
   Zip Code
What clearing firm(s) do you need available?







How often would you like commissions paid?
Would you like any up-front transition money or loans available?
(Assuming stipulations apply)
What would your minimum production level be in any given year?
(Use $5000 increments)
   $
Do you have a 'yes' answer on your U-4/CRD?
Do you need the ability to maintain or develop your own RIA/ADV independent of the BD?
(Assuming stipulations and pre-approval apply)
Do you need the ability to utilize 3rd party vendor financial planning software?
(Assuming BD due diligence and pre-approval apply)
Do you need the ability to utilize with prospects and clients the following?
(Assuming stipulations and pre-approval apply)
Your own company/firm name
Your own business card and stationary
Your own Web Site
Your own email account
Would you like office space available to you?
(Assuming some cost and/or reduction in payout)
Would you like a group health insurance option available to you?
(Assuming some cost and/or reduction in payout)
Would you like individual retirement plan benefits available to you? (ie. Deferred Compensation, Stock Options, etc...)
(Assuming eligibility requirements and/or vesting schedules apply)
Would you like resources available to you for the following?
Practice Development
Client Case Development
Insurance Product Sales
Marketing Development
Web Site Development
Do you hold any of the professional designations below?







What type of firm are you with now?


Which securities licenses do you have?


How many years have you been in the business?
Choose an option below that best describes your practice.



Choose an option below that best quantifies your average annual securities commissions generated.




THE CONFIDENTIAL CONNECTION

Confidential and SecureBDFinder.com understands how important it is that your sensitive information remains confidential. Information you provide in the following questionnaire is not gathered or stored, and is therefore not shared with third parties.