Associated Securities Corp.
Associated Securities Corp. (ASC) offers the best of both worlds to seasoned independent advisors. By joining our firm, you operate in a high-touch, small firm environment while taking advantage of the technology and support a large firm provides.
ASC provides critical resources such as unbiased research, nonproprietary products and services, and superior technology that enable elite advisors like you to take your business to the next level of service and success. Through our affiliation with LPL Financial, we offer:
• The freedom to use ASC’s corporate RIA or your own Independent RIA
• Small firm, big capabilities
• Unbiased, in-depth market research
• State-of-the-art technology
• Group health insurance
• Deferred compensation plan
• Clearing relationship with Pershing
• Access to competitive advisory products
We offer an open architecture fee-based solution or the ability to utilize various money managers through our relationships with multiple 3rd party companies.
ASC has a dedicated Transition Team to assist with account transfers and training on our advisor services and technology. Financial transition assistance is also available to qualified advisors.
To find out more about ASC, please visit our website at www.joinasc.com or contact Rachael Thompson at (800) 284-2747.
Associated Securities Corp. and LPL Financial are affiliated organizations and members FINRA/SIPC
| FIRM PRODUCT MIX |
| Mutual Fund |
24
% |
EIA |
0
% |
| Variable Annuity |
30
% |
Life Insurance |
2
% |
| Advisory / Fee based |
33
% |
IPO |
0
% |
| VUL |
3
% |
Municipal |
1
% |
| Equity |
3
% |
LP / DPP |
2
% |
| Fixed Income |
1
% |
REIT |
1
% |
| Fixed Annuity |
0
% |
|
|
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